- Overview Press tab for submenu items
TCS is here to make a difference through technology.
Leading the way in innovation for over 55 years, we build greater futures for businesses across multiple industries and 55 countries.
-
Industries
-
Services
-
Products and Platforms
- Overview Press tab for submenu items
We deliver excellence and create value for customers and communities.
Our expert, committed team put our shared values into action – every day. With the best talent and the latest technology we help customers turn complexity into opportunities and create meaningful change.
-
About Us
-
Research & Innovation
-
Our Brand
- Overview Press tab for submenu items
Extraordinary expertise leads to remarkable results.
We share news, insights, analysis and research – tailored to your unique interests – to help you deepen your knowledge and impact.
-
Customer Stories
-
Perspectives
-
Global studies
-
Topics
- Overview Press tab for submenu items
Want to be a global change-maker? Join our team.
At TCS, we believe exceptional work begins with hiring, celebrating and nurturing the best people — from all walks of life.
-
India
-
Americas
-
Asia Pacific
-
Europe and UK
-
Middle East and Africa
Overview
India
expand here
Americas
expand here
Asia Pacific
expand here
Europe and UK
expand here
Middle East and Africa
expand here
- Overview Press tab for submenu items
Find the latest news about TCS in our Newsroom
Get access to a catalog of the latest news stories from across TCS. Discover our press releases, reports, and company announcements.
-
Press releases
-
News alerts
-
Analyst recognition
Recent recognitions
View all -
Events
-
Media kit
- Overview Press tab for submenu items
TCS works hand in hand with world-leading investors.
Tata Consultancy Services LimitedNSE:TCSINR -
Management Commentary
-
Financials
-
News and Events
-
ESG
-
Resources
Overview
Management Commentary
expand here
Financials
expand here
News and Events
expand here
ESG
expand here
Resources
expand here
Top Results
Showing
10
01 - 07
-
Banking / white paper
You have these already downloaded
We have sent you a copy of the report to your email again.
What financial firms must do to meet the objective of investor protection
The decade-old financial crisis has put consumer protection firmly on the regulatory agenda. Another step in this direction is the new Standards of Conduct for Investment Professionals proposed by the US Securities and Exchange Commission (SEC) with the objective of enhancing transparency in the investor-advisor relationship while ensuring access to different types of advice relationships and investment products. The SEC has invited the public to share its concerns, which will be addressed before the final regulation and the implementation schedule is published.
The proposed standard has wide-ranging implications for investment advisor and broker-dealer firms. Firms will need to disclose material facts related to investment recommendations, ensure that it is in the best interest of the investor, and remove or disclose conflicts of interest. To comply with the SEC Standards, firms must:
- Determine the business and operational impact
- Draw up internal compliance strategies based on business footprint and strategic priorities
- Define an effective implementation roadmap
Image of Kuldeep Shrimali
Kuldeep Shrimali
Kuldeep Shrimali is a Senior Domain Consultant with the Industry Advisory Group of TCS’ Banking, Financial Services, and Insurance (BFSI) business unit.
Related reading
1/4
Banking
Digitalizing Covenant Management in Commercial Banking
White Paper
|
20 May 2025
Opens in new tab
2/4
Banking
Preparing Financial Crime Risk Management Frameworks
Article
|
16 May 2025
Opens in new tab
3/4
Banking
Open-source data analytics platforms in banks and FIs
White Paper
|
09 May 2025
Opens in new tab
4/4
Banking
Adopting Effective Customer Retention Strategies in UK Mortgage
White Paper
|
06 May 2025
Opens in new tab
Find out more
What’s on your mind?
We’re here to help! Tell us what you’re looking for and we’ll get you connected to the right people.
Looking for something else?
©2025 TATA Consultancy Services Limited
©2025 TATA Consultancy Services Limited
- Privacy Notice
- Cookie Policy
- Accessibility Declaration
- Disclaimer
- Security Policy
- California Notice at Collection
- Customize Cookies
